DAI Wealth, LLC

RIASEC Registered

Total AUM

$330M

Discretionary

$322M

98% of AUM

Avg account

$161K

Accounts

2,048

Employees

Advisory reps

Firm details

Headquarters: Atlanta, Georgia
CRD number: 138938
Registered since: February 24, 2006
Website: www.disciplineadvisors.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI60.13%
Individuals28.55%
Charitable Organizations3.44%
State / Municipal Government3.41%
Pension & Profit Sharing Plans3.23%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

DAI Wealth, LLC is an independent SEC-registered investment adviser (registered in 2006) that provides financial planning, portfolio management for individuals and small businesses, and selection of other advisers. The firm serves both individual and family clients as well as institutional clients and operates as a capital allocator, directing client capital to third-party managers and pooled vehicles. Fee arrangements include percentage-of-AUM billing as well as hourly, fixed-fee, and other structures. DAI Wealth is not flagged as an active ESG investor. The firm reports affiliations across the financial services industry, including relationships with a broker-dealer, an insurance company, other investment advisers, and sponsorship or managing roles in pooled investment vehicles.