DAI ADVISORS

RIASEC RegisteredEst. 2020

Total AUM

$330M

Discretionary

$66.7M

20% of AUM

Avg account

$523K

Accounts

630

Employees

Advisory reps

Firm details

Headquarters: MENLO PARK, California
CRD number: 300332
Registered since: April 13, 2020
Website: www.daiadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI100%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

DAI Advisors is an SEC-registered LLC that provides portfolio management primarily to individuals and families, and to small business clients. The firm charges fees as a percentage of assets under management and focuses on advisory relationships rather than pension consulting or related-adviser arrangements. It is not characterized as a capital allocator, does not identify as an active ESG investor, and does not operate as a multi-state adviser per the latest filing. Advisory activity is listed specifically as portfolio management for individuals and small businesses. DAI Advisors was registered with the SEC in 2020 and is owned by an individual. The firm’s classification on regulatory filings is listed as unclassified.