Dafna Capital Management, LLC

RIASEC RegisteredEst. 2003

Total AUM

$645M

Discretionary

$645M

100% of AUM

Avg account

$161M

Accounts

4

Employees

8

Advisory reps

3

Firm details

Headquarters: Los Angeles, California
CRD number: 129053
Registered since: December 19, 2003
Website: www.dafnacapital.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Dafna Capital Management, LLC is a SEC-registered hedge fund manager founded in 2003 that serves institutional clients. The firm provides portfolio management for pooled investment vehicles and operates under a fee model that combines a percentage of assets under management with performance-based fees. Dafna is not positioned as a capital allocator to third-party managers; instead it runs its own funds and manages discretionary strategies. The firm does not identify as an ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 3

Fariba Ghodsian
Chief Investment OfficerCRD 2760694
Xun Lin
Director of Finance & Chief Compliance OfficerCRD 6931171
Nathan Fischel
Chief Executive Officer & FounderCRD 4732394

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 3

Active vs passive

$70.3M in ETFs

Passive

100%

$70.3M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
STATE STREET(R) SPDR(R) S&P(R) BIOTECH ETF (XBI)	State Street	Passive	Health	$31.1M	196,505	44.24%

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Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: Los Angeles
Address: 10990 Wilshire Blvd
Time zone: PT (UTC-8)
Office locations

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