D.B. Root & Company, LLC

RIASEC RegisteredEst. 2015

Total AUM

$952M

Discretionary

$952M

100% of AUM

Avg account

$359K

Accounts

2,654

Employees

Advisory reps

Firm details

Headquarters: Pittsburgh, Pennsylvania
CRD number: 188512
Registered since: September 11, 2015
Website: www.dbroot.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI48%
Individuals41.54%
Corporations / Businesses6.07%
Pension & Profit Sharing Plans3.56%
Charitable Organizations0.82%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

D.B. Root & Company, LLC is an independent registered investment adviser organized as an LLC and operating since 2015. The firm serves both individual and institutional clients and offers a mix of financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting services and educational seminars. Its fee model includes asset-based fees alongside fixed fees and commission arrangements. The firm does not position itself as a capital allocator and is not an active ESG investor. D.B. Root received industry recognition in 2020, appearing on lists published by the Financial Times (Top 300 RIA Firms) and Financial Advisor Magazine (Top RIA Firms).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds77%
Exchange Traded Equities15%
Cash & Cash Equivalents5%
US Government Bonds2%

Owners & executives

3 of 5

Richard Chen
Partner, Chief Compliance Officer & General CounselCRD 7292162
Michael Aroesty
Chief Operating Officer, Investment Advisor RepresentativeCRD 5692113
David Root
Founder & CEOCRD 1270361