D.B. Root & Company, LLC

RIASEC Registered

Total AUM

$952M

Discretionary

$952M

100% of AUM

Avg account

$359K

Accounts

2,654

Employees

Advisory reps

Firm details

Headquarters: Pittsburgh, Pennsylvania
CRD number: 188512
Registered since: September 11, 2015
Website: www.dbroot.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI48%
Individuals41.54%
Corporations / Businesses6.07%
Pension & Profit Sharing Plans3.56%
Charitable Organizations0.82%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

D.B. Root & Company, LLC is an independent registered investment adviser operating as an LLC that serves both individuals and institutional clients. The firm is SEC registered (2015) and combines fee models—percentage of AUM, fixed fees, and commissions—depending on client engagement. Its advisory menu includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, and educational seminars/workshops. The firm was recognized in industry rankings in 2020, appearing in Financial Times’ Top 300 RIA Firms list and in FA Magazine’s Top RIA Firms.