CWA Asset Management Group

RIASEC Registered

Total AUM

$4.5B

Discretionary

$4.3B

95% of AUM

Avg account

$896K

Accounts

5,041

Employees

Advisory reps

Firm details

Headquarters: Naples, Florida
CRD number: 158940
Registered since: May 22, 2014
Website: www.capitalwealthadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI86.51%
Individuals7.69%
Pension & Profit Sharing Plans2.57%
Corporations / Businesses1.58%
Charitable Organizations1.13%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

CWA Asset Management Group is an independent RIA organized as an LLC that serves both individual/family and institutional clients. The firm is registered with the SEC (initial registration in 2014) and operates as a capital allocator—managing discretionary portfolios, advising pooled vehicles, and sponsoring private funds. Its fee arrangements include a percentage of AUM as well as fixed and performance-based fees. Beyond portfolio management and financial planning, CWA also lists ancillary activities such as Commodity Pool Operator/Commodity Trading Advisor (CPO/CTA) services and insurance brokerage, and it publishes periodicals for clients and prospects. The firm has been recognized in industry lists, appearing among Financial Times’ Top 300 RIA Firms (2020), FA Magazine’s Top RIA Firms (2020), and a Forbes Top RIA Firms mention in 2024. CWA’s registrations and stated activities indicate a multi-product advisory platform that combines separately managed accounts, pooled vehicles, and advisor-led private funds.