CWA Asset Management Group

RIASEC RegisteredEst. 2014

Total AUM

$4.5B

Discretionary

$4.3B

95% of AUM

Avg account

$896K

Accounts

5,041

Employees

Advisory reps

Firm details

Headquarters: Naples, Florida
CRD number: 158940
Registered since: May 22, 2014
Website: www.capitalwealthadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI86.51%
Individuals7.69%
Pension & Profit Sharing Plans2.57%
Corporations / Businesses1.58%
Charitable Organizations1.13%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

CWA Asset Management Group is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2014. The firm acts as a capital allocator and serves a mix of individuals, families and institutional clients. Its fee schedules include percentage-of-AUM, fixed fees and performance-based arrangements, and the firm also performs insurance brokerage and commodity pool/CTA activities alongside its advisory business. Advisory services span financial planning, portfolio management for individuals, pooled vehicles and institutions, selection of other advisers, pension consulting and the publication of periodic newsletters. CWA is not an active ESG investor. The firm has been recognized in industry rankings, appearing on Financial Times’ Top 300 RIA list (2020), FA Magazine’s Top RIA list (2020) and Forbes’ Top RIA firms list (2024).