Cultivating Wealth

RIASEC RegisteredEst. 2016
Total AUM
$210M
Discretionary
$210M
100% of AUM
Avg account
$292K
Accounts
719
Employees
5
Advisory reps
4

Firm details

Headquarters
,
CRD number
282447
Registered since
February 9, 2016
Website
www.cultivatingwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI71.3%
  • Individuals28.7%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Cultivating Wealth is an independent registered investment adviser organized as an LLC and operating since its SEC registration in 2016. The firm serves individual and family clients, combining financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Its billing mixes AUM-based fees with hourly and fixed-fee arrangements, reflecting flexibility for different client needs. The firm does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 89%, Cash & Cash Equivalents 5%, Exchange Traded Equities 4%, Other 2%89%
  • Public Funds/Mutual Funds89%
  • Cash & Cash Equivalents5%
  • Exchange Traded Equities4%
  • Other2%

Contacts

3 of 4
  • Caroline Young

    Caroline Young

    Associate, Financial AdvisorCRD 7811953

  • Hana Walton

    Hana Walton

    ParaplannerCRD 8053402

  • Lauren Sylvan

    Lauren Sylvan

    Senior Financial AdvisorCRD 6974615

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 49

Active vs passive

$158M in ETFs

Passive

97%

$153M

Active

<1%

$5.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD ESG US STOCK ETF (ESGV)VanguardPassiveLarge Blend$72.9M551,40946.03%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth