CSP Financial Group LLC

RIASEC Registered
Total AUM
$151M
Discretionary
$151M
100% of AUM
Avg account
$149K
Accounts
1,008
Employees
21
Advisory reps
21

Firm details

Headquarters
Scottsdale, Arizona
CRD number
310819
Registered since
July 14, 2023
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals52.52%
  • HNWI47.48%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

CSP Financial Group LLC is an independent, SEC-registered Registered Investment Adviser operating as a limited liability company. The firm serves both individuals/families and institutional clients and functions as a capital allocator, selecting third-party managers alongside managing client portfolios directly. Its advisory services include financial planning, portfolio management for individuals and small businesses, manager selection, and educational workshops. CSP charges clients through a mix of percentage-of-AUM fees as well as hourly and fixed-fee arrangements. The firm is not positioned as an active ESG investor and does not identify as a multi-state adviser or pension consultant. Professional relationships include ties with accountants, insurance companies, and real estate brokers, which support its advisory and planning work.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 94%, Private Funds 3%, Exchange Traded Equities 2%, Cash & Cash Equivalents 2%94%
  • Public Funds/Mutual Funds94%
  • Private Funds3%
  • Exchange Traded Equities2%
  • Cash & Cash Equivalents2%

Contacts

3 of 21
  • Henry Luong

    Henry Luong

    Financial AdvisorCRD 4034039

  • Mark Flanagan

    Mark Flanagan

    Investment Advisor RepresentativeCRD 7065743

  • Michael Poole

    Michael Poole

    Investment Advisor RepresentativeCRD 6338495

Unlock 18 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 20

Active vs passive

$116M in ETFs

Passive

1%

$1.5M

Active

99%

$115M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$41M925,24235.38%

Location

Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
14300 N Northsight Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth