COX Capital Management LLC

RIASEC Registered
Total AUM
$361M
Discretionary
$361M
100% of AUM
Avg account
$623K
Accounts
579
Employees
4
Advisory reps
4

Firm details

Headquarters
Andover, Massachusetts
CRD number
117593
Registered since
January 2, 2014
Website
www.coxcapitalmanagement.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI80.72%
  • Individuals12.23%
  • Charitable Organizations6.17%
  • Corporations / Businesses0.88%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

COX Capital Management LLC is an independent, individual-owned RIA that provides financial planning and portfolio management for individuals, families, small businesses and institutional clients. The firm is registered with the SEC (registered in 2014) and bills clients primarily as a percentage of assets under management, with hourly fees used for certain services. Its advisory scope includes comprehensive financial planning and discretionary portfolio management for both retail and institutional accounts. The firm does not identify as an ESG-focused investor and is not structured as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 42%, Public Funds/Mutual Funds 30%, US Government Bonds 9%, Cash & Cash Equivalents 9%, Other 4%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%, Private Funds 2%, Non-Investment Grade Corp Bonds 1%42%
  • Exchange Traded Equities42%
  • Public Funds/Mutual Funds30%
  • US Government Bonds9%
  • Cash & Cash Equivalents9%
  • Other4%

Owners & executives

1 of 1
  • William Cox

    William Cox

    Chief Investment OfficerCRD 1251735

Contacts

3 of 3
  • Ethan Brown

    Ethan Brown

    Partner, Portfolio ManagerCRD 6202368

  • Harrison Oakes

    Harrison Oakes

    Research AnalystCRD 7345007

  • Jillian Brooks

    Jillian Brooks

    Research AnalystCRD 7576586

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 11

Active vs passive

$16.7M in ETFs

Passive

17%

$2.8M

Active

66%

$13.9M

ETFProviderStyleCategoryValueShares% of portfolio
JANUS HENDERSON AAA CLO ETF (JAAA) Janus HendersonActiveUltrashort Bond$4.7M92,80828.08%
Unlock additional holdings →

Location

Primary office

Andover, MA

Essex

Location

Andover, MA

Headquartered in Andover, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Essex
Address
10 New England Business Center Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth