Covered Call LLC

RIASEC Registered
Total AUM
$27.1M
Discretionary
$27.1M
100% of AUM
Avg account
$1.3M
Accounts
21
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
170297
Custodians
INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI82.95%
  • Individuals17.05%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Covered Call LLC is a small, privately owned limited liability company that provides fee-based portfolio management primarily to individual and family clients and to small businesses. The firm charges a percentage of assets under management and focuses on discretionary portfolio management; it is not positioned as a capital allocator or pension consultant. Regulatory details are limited in the public snapshot and the adviser does not identify itself as an active ESG investor or a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Other 44%, Derivatives 4%, Investment Grade Corp Bonds 2%50%
  • Public Funds/Mutual Funds50%
  • Other44%
  • Derivatives4%
  • Investment Grade Corp Bonds2%

Contacts

1 of 1
  • David Keller

    PresidentCRD 6289333

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth