Cottonwood Wealth Strategies, LLC

RIASEC RegisteredEst. 2020
Total AUM
$279M
Discretionary
$271M
97% of AUM
Avg account
$437K
Accounts
638
Employees
5
Advisory reps
2

Firm details

Headquarters
Salt Lake City , Utah
CRD number
311272
Registered since
November 12, 2020
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI49.09%
  • Charitable Organizations24.39%
  • Individuals23.18%
  • Pooled Investment Vehicles3.2%
  • Corporations / Businesses0.15%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cottonwood Wealth Strategies, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and launched in 2020. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that also selects third‑party managers. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, pension consulting, and the selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Cottonwood does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Cash & Cash Equivalents 21%, Private Funds 16%, Public Funds/Mutual Funds 10%, US Government Bonds 2%, Investment Grade Corp Bonds 1%50%
  • Exchange Traded Equities50%
  • Cash & Cash Equivalents21%
  • Private Funds16%
  • Public Funds/Mutual Funds10%
  • US Government Bonds2%

Owners & executives

1 of 1
  • Matthew Pappas

    Matthew Pappas

    Chief Executive OfficerCRD 5704052

Contacts

1 of 1
  • Thomas Pappas

    Thomas Pappas

    Co-founder and PresidentCRD 1068522

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 92

Active vs passive

$199M in ETFs

Passive

84%

$168M

Active

16%

$31M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES US TECHNOLOGY ETF (IYW)BlackRockPassiveTechnology$16.3M64,7988.22%

Location

Primary office

Salt Lake City , UT

Salt Lake

Location

Salt Lake City , UT

Headquartered in Salt Lake City , UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Salt Lake
Address
650 S 500 W
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth