CORNERSTONE FINANCIAL MANAGEMENT LLC

RIASEC RegisteredEst. 2024
Total AUM
$167M
Discretionary
$165M
99% of AUM
Avg account
$376K
Accounts
444
Employees
7
Advisory reps
4

Firm details

Headquarters
BURLINGTON, Massachusetts
CRD number
140967
Registered since
April 30, 2024
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI83.78%
  • Individuals15.37%
  • Charitable Organizations0.86%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Cornerstone Financial Management LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2024. The firm operates as an individual-owned RIA that serves both individual and family clients as well as institutional accounts. Its business model blends percentage-of-AUM billing with fixed fees, and the firm functions as a capital allocator—selecting and allocating to third-party managers alongside direct portfolio management. Listed advisory services include financial planning, portfolio management for individuals and small businesses, institutional portfolio management, manager selection, and educational seminars. The firm identifies as an active ESG investor and maintains an industry affiliation with accounting professionals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 81%, Exchange Traded Equities 12%, Cash & Cash Equivalents 6%, State & Local Bonds 1%81%
  • Public Funds/Mutual Funds81%
  • Exchange Traded Equities12%
  • Cash & Cash Equivalents6%
  • State & Local Bonds1%

Contacts

3 of 4
  • TAMARA NOTARIANNI

    Client Service AssociateCRD 7529060

  • THEODORE YOOS

    Partner, Senior Wealth ManagerCRD 4573507

  • Kevin Arruda

    Partner, Wealth ManagerCRD 5356913

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 120

Active vs passive

$95M in ETFs

Passive

72%

$68.8M

Active

16%

$26.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH)VanguardPassiveShort Government$5.5M93,9205.79%

Location

Primary office

BURLINGTON, MA

MIDDLESEX

Location

BURLINGTON, MA

Headquartered in BURLINGTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
10 Mall Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth