COOKE WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- IRVINE, California
- CRD number
- 127309
- Registered since
- April 1, 2025
- Website
- www.cookewm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI76.93%
- Individuals18.97%
- Corporations / Businesses1.59%
- Pension & Profit Sharing Plans1.32%
- Charitable Organizations1.2%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Cooke Wealth Management, LLC is an independent, owner-operated registered investment adviser focused on individual and family clients. Its advisory services center on financial planning and discretionary portfolio management for individuals and small businesses, delivered under a mix of fee arrangements including AUM-based fees, hourly billing, and fixed fees. The firm registers as an SEC advisor (registration recorded in 2025) and does not position itself as an ESG-focused allocator or a multi-state operator. Investment activity shows a clear preference for public funds and broad-market ETFs as the primary building blocks of client portfolios, with limited direct equity exposure and supplemental use of annuity products.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Exchange Traded Equities8%
- Cash & Cash Equivalents7%
- US Government Bonds1%
Contacts
2 of 2JOHN COOKE
President and FounderCRD 1454292
Juliette Cooke
VP, Financial AdvisorCRD 6744974
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$113M in ETFs
100%
$112M
1%
$565K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $27.6M | 85,886 | 24.39% |
Location
IRVINE, CA
ORANGE
Location
IRVINE, CA
Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 18881 Von Karman Ave
- Time zone
- PT (UTC-8)
- Office locations
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