Cooke Wealth Management, LLC

RIASEC Registered

Total AUM

$137M

Discretionary

$133M

97% of AUM

Avg account

$452K

Accounts

303

Employees

Advisory reps

Firm details

Headquarters: Irvine, California
CRD number: 127309
Registered since: April 1, 2025
Website: www.cookewm.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI76.93%
Individuals18.97%
Corporations / Businesses1.59%
Pension & Profit Sharing Plans1.32%
Charitable Organizations1.2%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Cooke Wealth Management, LLC is an independent registered investment adviser that serves individuals and families with financial planning and portfolio management tailored to individuals and small businesses. The firm is organized as an LLC, owned by an individual, and is SEC-registered as of 2025. Its fee arrangements are a mix of percentage-of-AUM billing supplemented by hourly and fixed-fee engagements, reflecting a hybrid planning-and-portfolio model. The practice emphasizes discretionary portfolio management for private clients rather than institutional or pension consulting work. It does not identify itself as an active ESG investor and does not present as a capital allocator to external alternative managers in its filings.