COOK FINANCIAL, LLC

Overview

Cook Financial, LLC is a small, independent registered investment adviser organized as a limited liability company and owned by an individual. The firm offers fee-based advisory services to individuals, families and select institutional clients, with a business model that combines ongoing portfolio management and financial planning alongside the selection of outside advisers when a client’s needs exceed in-house capabilities. Cook Financial operates as a capital allocator in that it constructs and manages client portfolios rather than acting solely as a broker — but its scale is focused and client relationships tend to be high-touch given the modest asset base. Investment activity centers on publicly available pooled vehicles as the core building blocks of client portfolios. The firm reports discretionary management across its assets and is not identified as an active ESG investor. Services emphasize financial planning and portfolio management for individuals and small businesses; the adviser also charges both a percentage of AUM and hourly fees depending on the engagement.

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Location & Offices