Cook & Associates

Overview

Cook & Associates is an owner-operated sole proprietorship that functions as a non-independent retail registered investment adviser. The firm serves both individual and family clients as well as some institutional relationships. Its business model combines advisory and broker/insurance activities: the firm operates as a registered representative of a broker-dealer and as an insurance broker, while offering portfolio management for individuals and small businesses and selecting third‑party advisers when appropriate. Fees are charged as a percentage of assets under management plus other fee arrangements. The firm is identified as a capital allocator, and it does not self-identify as an active ESG investor or a multi-state adviser.

Assets & Accounts

Investments & Alternatives