Conviction Wealth Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 332751
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI84.08%
- Individuals15.92%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Conviction Wealth Management LLC is an independent registered investment adviser operating as an LLC and owned by an individual principal. The firm focuses on serving individual and family clients, offering financial planning and portfolio management services tailored to individuals and small businesses. Its fee arrangements are flexible and include a percentage-of-AUM schedule as well as hourly and fixed-fee options. The firm does not present itself as a capital allocator or pension consultant, and it is not identified as an active ESG investor. It appears to operate on a single-state basis and does not list related adviser relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities33%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1
Brian Heath
Managing Member And Chief Compliance OfficerCRD 6805343
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations