Convergence Financial
Firm details
- Headquarters
- Columbia, Missouri
- CRD number
- 304146
- Registered since
- June 3, 2019
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI64.46%
- Individuals32.59%
- Corporations / Businesses1.95%
- Charitable Organizations0.7%
- Pension & Profit Sharing Plans0.3%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Convergence Financial is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2019. The firm serves both individual/family clients and institutional clients, providing financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Convergence identifies as an active ESG investor and lists an accounting firm among its industry affiliations. The firm is not structured as a capital allocator, which indicates it does not operate third-party fund vehicles or act as a seed/manager-of-managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Exchange Traded Equities19%
- Cash & Cash Equivalents2%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
2 of 2Adam Parrie
Chief Compliance OfficerCRD 6104343
Travis Cook
CEO & Financial AdvisorCRD 5222336
Contacts
3 of 23
Philip McGregor
Financial AdvisorCRD 5132262
Joshua Evans
Vice President, Financial AdvisorCRD 7139177
Michael Richards
Financial AdvisorCRD 6574529
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 128Active vs passive
$1.4B in ETFs
80%
$1.1B
17%
$296M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $97.3M | 817,671 | 6.74% |
Location
Columbia, MO
Boone
Location
Columbia, MO
Headquartered in Columbia, MO, anchoring the Columbia-Moberly-Mexico, MO metro in the Midwest.
- Metro area
- Columbia-Moberly-Mexico, MO
- Region
- Midwest
- County
- Boone
- Address
- 3919 S Providence Rd
- Time zone
- CT (UTC-6)
- Office locations
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