Convergence Financial
Firm details
- Headquarters
- Columbia, Missouri
- CRD number
- 304146
- Registered since
- June 3, 2019
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI64.46%
- Individuals32.59%
- Corporations / Businesses1.95%
- Charitable Organizations0.7%
- Pension & Profit Sharing Plans0.3%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Convergence Financial is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm serves individual and family clients as well as institutional accounts, and offers a mix of fee arrangements including percentage-of-AUM billing, hourly fees, and fixed fees. Core advisory services listed by the firm include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm identifies as an active ESG investor and lists an accounting firm affiliation among its industry relationships. Convergence Financial is not positioned as a capital allocator to in-house alternative strategies; instead it appears to access external managers for specialty exposures. Ownership is described as a mix of domestic entity and individual ownership.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Exchange Traded Equities19%
- Cash & Cash Equivalents2%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
2 of 2
Travis Cook
CEO & Financial AdvisorCRD 5222336
Adam Parrie
Chief Compliance OfficerCRD 6104343
Contacts
3 of 25
Tyler Hoffmann
President, Financial AdvisorCRD 5684883
Philip McGregor
Financial AdvisorCRD 5132262
Robert Braun
Financial AdvisorCRD 5179931
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 128Active vs passive
$1.4B in ETFs
80%
$1.1B
17%
$296M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $97.3M | 817,671 | 6.74% |
Location
Columbia, MO
Boone
Location
Columbia, MO
Headquartered in Columbia, MO, anchoring the Columbia-Moberly-Mexico, MO metro in the Midwest.
- Metro area
- Columbia-Moberly-Mexico, MO
- Region
- Midwest
- County
- Boone
- Address
- 3919 S Providence Rd
- Time zone
- CT (UTC-6)
- Office locations
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