CONVERGENCE FINANCIAL
Firm details
- Headquarters
- COLUMBIA, Missouri
- CRD number
- 304146
- Registered since
- June 3, 2019
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI64.46%
- Individuals32.59%
- Corporations / Businesses1.95%
- Charitable Organizations0.7%
- Pension & Profit Sharing Plans0.3%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Convergence Financial is an independent registered investment adviser organized as an LLC and in operation since 2019. The firm serves both individual and family clients as well as institutional relationships. It offers financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm identifies as an active ESG investor and lists an accounting affiliation among its industry relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Exchange Traded Equities19%
- Cash & Cash Equivalents2%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1TRAVIS COOK
CEO & Financial AdvisorCRD 5222336
Contacts
3 of 24Philip McGregor
Financial AdvisorCRD 5132262
Joshua Evans
Vice President, Financial AdvisorCRD 7139177
Michael Richards
Financial AdvisorCRD 6574529
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 108Active vs passive
$860M in ETFs
81%
$700M
17%
$160M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $49.4M | 499,430 | 5.74% |
Location
COLUMBIA, MO
BOONE
Location
COLUMBIA, MO
Headquartered in COLUMBIA, MO, anchoring the Columbia-Moberly-Mexico, MO metro in the Midwest.
- Metro area
- Columbia-Moberly-Mexico, MO
- Region
- Midwest
- County
- BOONE
- Address
- 3919 S Providence Rd
- Time zone
- CT (UTC-6)
- Office locations
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