Continental Nine Financial Management, LLC

Overview

Continental Nine Financial Management, LLC is an independent, individually owned RIA that serves primarily individual and family clients. The firm operates as a capital allocator and combines advisory duties with brokerage- and product-distribution activities: its principals are registered representatives of a broker-dealer and are also licensed as real estate and insurance brokers. That mix implies the firm can both manage client portfolios and facilitate access to insurance and real estate transactions alongside investment products. Advisory services include financial planning, portfolio management for individuals and small businesses, selection of outside advisers, and market-timing services. Continental Nine uses a range of fee arrangements — percentage of AUM, hourly, fixed fees and, in some cases, performance-based fees — which suggests flexibility in pricing depending on client needs and engagement scope. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

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