Constant Guidance Financial, LLC

RIASEC RegisteredEst. 2023
Total AUM
$198M
Discretionary
$198M
100% of AUM
Avg account
$314K
Accounts
631
Employees
1
Advisory reps
1

Firm details

Headquarters
North Attleboro, Massachusetts
CRD number
172612
Registered since
June 8, 2023
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI69.22%
  • Individuals29.12%
  • Corporations / Businesses1.66%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Constant Guidance Financial, LLC is an independent registered investment adviser organized as an LLC and SEC‑registered in 2023. The firm is owned by an individual and focuses on financial planning and discretionary portfolio management for individuals, families and small-business owners, while also serving some institutional clients. Its fee arrangements include a percentage of assets under management as well as hourly and fixed-fee engagements. The adviser does not position itself as a capital allocator, is not an active ESG investor, and does not present as a multi‑state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 45%, Public Funds/Mutual Funds 31%, US Government Bonds 21%, Derivatives 2%, Cash & Cash Equivalents 1%45%
  • Exchange Traded Equities45%
  • Public Funds/Mutual Funds31%
  • US Government Bonds21%
  • Derivatives2%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Mitchell Zides

    Mitchell Zides

    President & Senior Wealth AdvisorCRD 2971097

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 24

Active vs passive

$80.6M in ETFs

Passive

98%

$78.9M

Active

1%

$1.7M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$28.7M38,39735.59%

Location

Primary office

North Attleboro, MA

Bristol

Location

North Attleboro, MA

Headquartered in North Attleboro, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Bristol
Address
1 North Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth