CONCORDE INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 1981

Total AUM

$376M

Discretionary

$286M

76% of AUM

Avg account

$995K

Accounts

378

Employees

Advisory reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 105237
Registered since: December 1, 1981
Website: www.concordeco.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, U.S. BANK, N.A., BANK OF AMERICA
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI76.81%
Pooled Investment Vehicles17.6%
Individuals5.42%
Investment Companies0.18%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Concorde Investment Management is an independent, privately owned registered investment adviser that has been SEC-registered since 1981. It serves both high-net-worth individuals and families as well as institutional clients, delivering financial planning and portfolio management across individual/small business accounts, investment companies, and business or institutional mandates. Compensation is primarily a percentage of assets under management, with hourly billing also used. The adviser is not positioned as a capital allocator or pension consultant and does not identify as an active ESG investor. Its regulatory footprint is limited (not a multi-state or newly formed adviser) and its business activities include acting as an adviser and sponsor; Concorde has affiliations consistent with roles such as general partner or managing member of pooled investment vehicles.