Concierge Financial Advisor LLC
Firm details
- Headquarters
- ,
- CRD number
- 314503
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.63%
- Charitable Organizations3.02%
- Corporations / Businesses0.3%
- Individuals0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Concierge Financial Advisor LLC is an independent, individually owned Registered Investment Adviser organized as an LLC. The firm advises both individual and family clients as well as institutional investors, charging fees as a percentage of assets under management. Core advisory services include financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Concierge positions itself as an active ESG investor and does not operate as a capital allocator; instead, it relies on external managers where it uses alternative strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities38%
- Public Funds/Mutual Funds36%
- Cash & Cash Equivalents24%
- State & Local Bonds1%
- Derivatives1%
Owners & executives
2 of 2
Robert Phelan
Chief Investment OfficerCRD 2385006
Nicole Phelan
Chief Compliance OfficerCRD 7369342
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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