Compound Planning, Inc.

RIASEC Registered

Total AUM

$4.8B

Discretionary

$4.8B

100% of AUM

Avg account

$557K

Accounts

8,708

Employees

119

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 171787
Registered since: July 1, 2022
Website: compoundplanning.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: Other32.71%
HNWI31.49%
Individuals30.57%
Pension & Profit Sharing Plans2.66%
Corporations / Businesses2.28%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Compound Planning, Inc. is an independent registered investment adviser that registered with the SEC in 2022. Structured as a corporation with both domestic-entity and individual ownership, the firm serves a mix of individual, family and institutional clients and functions as a capital allocator to third-party managers. Fee arrangements include percentage-of-AUM billing as well as fixed and other fee types. Its advisory services extend beyond portfolio management for individuals and small businesses to include portfolio management for businesses or institutions, selection of outside advisers, financial planning, and public-facing activities such as periodic publications and educational seminars. ESG considerations are part of the investment approach: the firm is identified as an active ESG investor. Compound Planning also publishes periodicals or newsletters and runs workshops, indicating an emphasis on client education and ongoing communication.