Compound Planning, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 171787
- Registered since
- July 1, 2022
- Website
- compoundplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Other32.71%
- HNWI31.49%
- Individuals30.57%
- Pension & Profit Sharing Plans2.66%
- Corporations / Businesses2.28%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Compound Planning, Inc. is an independent registered investment adviser formed in 2022 that positions itself as both a fiduciary advisor and a capital allocator. The firm serves individual and family clients as well as institutional clients, offering a mix of percentage-of-AUM and fixed-fee arrangements along with other fee structures. Advisory services emphasized on the ADV include comprehensive financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and client education through periodicals and workshops. The firm also describes itself as an active ESG investor and maintains an affiliation with another investment adviser and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds47%
- Exchange Traded Equities38%
- Cash & Cash Equivalents7%
- State & Local Bonds4%
- US Government Bonds2%
Owners & executives
3 of 3
Stephen Dean
Chief Investment OfficerCRD 7347363
Alexander Farman-Farmaian
Co-founder & Co-CEOCRD 7097647
Gabriel Krambs
Co-Founder & CTOCRD 7537955
Contacts
3 of 80
Boyan Doytchinov
SVP, Wealth AdvisorCRD 5560301
Richard Gow
Wealth Advisor, Founder and PresidentCRD 2350424
Marcel Pfister
Private Wealth AdvisorCRD 6058801
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 460Active vs passive
$2B in ETFs
81%
$1.7B
16%
$391M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $118M | 157,511 | 5.76% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 115 Broadway
- Time zone
- ET (UTC-5)
- Office locations
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