Compass Rose Asset Management

RIASEC RegisteredEst. 2018
Total AUM
$16.5B
Discretionary
$16.5B
100% of AUM
Avg account
$4.1B
Accounts
4
Employees
37
Advisory reps
8

Firm details

Headquarters
New York, New York
CRD number
297010
Registered since
June 8, 2018
Website
www.compassroseam.com
Custodians
GOLDMAN SACHS & CO. LLC, J.P. MORGAN SECURITIES INC., BARCLAYS BANK PLC, SCOTIA BANK, CARTA CAPITAL MARKETS, LLC, MORGAN STANLEY & CO. LLC, BANK OF AMERICA, ROYAL BANK OF CANADA, CITI PRIVATE BANK, BNP PARIBAS SECURITIES CORP., DEUTSCHE BANK SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles83.28%
  • Other16.72%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Compass Rose Asset Management operates as a limited partnership organized as a hedge fund manager focused on institutional clients. The firm is SEC-registered (since 2018) and provides portfolio management for pooled investment vehicles, acting in sponsor/GP and managing-member roles for those vehicles. Its compensation typically combines a percentage-of-assets fee with performance-based fees. Compass Rose does not identify as an active ESG investor and is not described as a multi-state adviser or a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 32%, Investment Grade Corp Bonds 20%, US Government Bonds 19%, Non-Investment Grade Corp Bonds 12%, Sovereign Bonds 10%, Non-Exchange Traded Equities 4%, Exchange Traded Equities 2%, Derivatives 1%32%
  • Cash & Cash Equivalents32%
  • Investment Grade Corp Bonds20%
  • US Government Bonds19%
  • Non-Investment Grade Corp Bonds12%
  • Sovereign Bonds10%

Owners & executives

3 of 6

  • Brian Riano

    Chief Executive OfficerCRD 1903441

  • Todd Duffy

    Chief Compliance Office, ControllerCRD 2484747

  • Jason Roche

    Jason Roche

    Partner and Co-CIOCRD 7003590

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Contacts

2 of 2
  • Daniel Weiner

    Daniel Weiner

    General Counsel & CCOCRD 7856634

  • Cameron Lewis

    Portfolio ManagerCRD 5373308

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$23.7M in ETFs

Passive

100%

$23.7M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
KRANESHARES CSI CHINA INTERNET ETF (KWEB)KraneSharesPassiveChina Region$23.7M970,000100.00%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
124 E 14th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth