Compass Rose Asset Management

RIASEC Registered

Total AUM

$16.5B

Discretionary

$16.5B

100% of AUM

Avg account

$4.1B

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 297010
Registered since: June 8, 2018
Website: www.compassroseam.com
Custodians: GOLDMAN SACHS & CO. LLC, J.P. MORGAN SECURITIES INC., BARCLAYS BANK PLC, SCOTIA BANK, CARTA CAPITAL MARKETS, LLC, MORGAN STANLEY & CO. LLC, BANK OF AMERICA, ROYAL BANK OF CANADA, CITI PRIVATE BANK, BNP PARIBAS SECURITIES CORP., DEUTSCHE BANK SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles83.28%
Other16.72%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Compass Rose Asset Management is structured as a limited partnership that operates as a hedge fund manager advising pooled investment vehicles. The firm is registered with the SEC (registered in 2018) and serves primarily institutional clients. Its fees combine a percentage of assets under management with performance-based compensation. Advisory activity centers on portfolio management for pooled vehicles, and the firm also functions as sponsor, general partner, or managing member of those vehicles. Compass Rose notes a fixed-income preference and does not identify as an active ESG investor.