Compass Planning Associates, Inc.

RIASEC Registered
Total AUM
$214M
Discretionary
$197M
92% of AUM
Avg account
$642K
Accounts
333
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
128014
Registered since
November 28, 2023
Website
www.compassplanning.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Hourly Charges, Fixed Fees
Client types
  • HNWI97.69%
  • Individuals2.31%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Compass Planning Associates, Inc. is an independent, corporation-structured registered investment adviser focused on individuals and families. The firm is SEC-registered (registration year 2023) and is owned by an individual. Its advisory practice centers on financial planning and portfolio management for individual clients and small businesses. Compass uses non-asset-based billing in the form of hourly charges and fixed fees rather than percentage-of-assets fees. The firm is not identified as an active ESG investor, does not list itself as a multi-state adviser on its filing, and is not positioned as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, US Government Bonds 7%, Exchange Traded Equities 1%, Cash & Cash Equivalents 1%, Other 1%90%
  • Public Funds/Mutual Funds90%
  • US Government Bonds7%
  • Exchange Traded Equities1%
  • Cash & Cash Equivalents1%
  • Other1%

Contacts

3 of 3

  • Joshua Weiss

    Client Relationship ManagerCRD 6982347

  • Sarah Stamp

    Sarah Stamp

    Financial PlannerCRD 5018295

  • Jennifer Lane

    Jennifer Lane

    OwnerCRD 2472087

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$191M in ETFs

Passive

99%

$189M

Active

0%

$1.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM BOND INDEX FUND (BSV)VanguardPassiveShort Term Bond$33.5M437,98517.56%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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