Compass Planning Associates, Inc.

RIASEC RegisteredEst. 2023
Total AUM
$214M
Discretionary
$197M
92% of AUM
Avg account
$642K
Accounts
333
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
128014
Registered since
November 28, 2023
Website
www.compassplanning.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Hourly Charges, Fixed Fees
Client types
  • HNWI97.69%
  • Individuals2.31%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Compass Planning Associates, Inc. is an independent, SEC-registered registered investment adviser that serves individuals and families. The firm is organized as a corporation, is owned by an individual, and registered with the SEC in 2023. Its advisory work centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements are non-asset-based: the firm charges fixed fees and hourly fees rather than a percentage of assets. Compass does not identify itself as a capital allocator, and it does not market ESG investing or pension consulting services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, US Government Bonds 7%, Exchange Traded Equities 1%, Cash & Cash Equivalents 1%, Other 1%90%
  • Public Funds/Mutual Funds90%
  • US Government Bonds7%
  • Exchange Traded Equities1%
  • Cash & Cash Equivalents1%
  • Other1%

Contacts

3 of 3
  • Sarah Stamp

    Sarah Stamp

    Financial PlannerCRD 5018295

  • Jennifer Lane

    Jennifer Lane

    OwnerCRD 2472087

  • Joshua Weiss

    Client Relationship ManagerCRD 6982347

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 30

Active vs passive

$184M in ETFs

Passive

99%

$182M

Active

0%

$1.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM BOND INDEX FUND (BSV)VanguardPassiveShort Term Bond$36M462,09619.55%
Unlock additional holdings →

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth