Compass Financial Management LLC
Firm details
- Headquarters
- Tampa, Florida
- CRD number
- 156345
- Registered since
- March 6, 2020
- Website
- compassfmllc.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI49.67%
- Individuals44.98%
- Pension & Profit Sharing Plans3.29%
- Corporations / Businesses2.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Compass Financial Management LLC is an independent, SEC-registered RIA founded in 2020 and organized as an LLC under individual ownership. The firm serves both individual and family clients as well as institutional clients, charging fees based on a percentage of assets under management. Core advisory services include financial planning, ongoing portfolio management for individuals and small businesses, and pension consulting; the firm also operates an insurance brokerage function. Compass does not position itself as an active ESG investor and is not identified as a capital allocator to external private fund managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Public Funds/Mutual Funds12%
- Private Funds3%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds2%
Owners & executives
3 of 4
Robert Zoda
CEOCRD 1719613
Harold Schwartz
CEO & Chief Investment OfficerCRD 841225
Jesse Lipscomb
CEOCRD 4353680
Contacts
3 of 41Cooper Carrier
Financial AdvisorCRD 8231849
Robert Harwood
OwnerCRD 5356680
Christa Irwin
CRD 7529034
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 740Active vs passive
$533M in ETFs
78%
$415M
16%
$118M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $20.6M | 108,775 | 3.87% |
Location
Tampa, FL
Hillsborough
Location
Tampa, FL
Headquartered in Tampa, FL, in the South of the United States.
- Region
- South
- County
- Hillsborough
- Address
- 2422 W Sunset Dr
- Time zone
- ET (UTC-5)
- Office locations
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