Compass

Overview

Compass operates as an independent, corporate-structured Registered Investment Adviser that serves individuals and families. The firm combines fee-based advisory work with brokerage and insurance distribution: it lists activities as a registered representative of a broker-dealer, an insurance broker, and an accountant. Advisory services emphasize financial planning, discretionary portfolio management for individuals and small businesses, and educational seminars or workshops. Compass offers a mix of fee arrangements — percentage of assets under management, hourly charges, and fixed fees — and does not position itself as an ESG investor or a multi-state adviser.

Assets & Accounts

Investments & Alternatives