Commonfund Ocio, Inc.

RIASEC Registered
Total AUM
$23.9B
Discretionary
$23.1B
96% of AUM
Avg account
$153M
Accounts
156
Employees
47
Advisory reps
8

Firm details

Headquarters
Norwalk, Connecticut
CRD number
110689
Registered since
June 15, 1999
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles64%
  • Charitable Organizations36%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Commonfund Ocio, Inc. is a corporate investment manager that focuses on pooled investment vehicles and institutional mandates. The firm is SEC-registered (initial registration recorded in 1999) and positions itself as a multifaceted fund manager that runs hedge and real estate strategies while also serving as sponsor/GP for pooled vehicles. Its client base is institutional, and its advisory scope includes portfolio management for pooled investment vehicles and for businesses or institutions, plus the selection of sub-advisers. Commonfund Ocio operates with several fee models — percentage of AUM, fixed fees, and performance-based fees — and lists CPO/CTA functions among its business activities. It does not identify as an active ESG investor. Industry affiliations in filings point to participation across broker-dealer relationships, other investment adviser roles, and sponsorship/management of pooled vehicles, indicating a hybrid operating model that blends investment management with fund sponsor responsibilities.

Assets & Accounts

Investments & Alternatives

Private Funds

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 69%, Public Funds/Mutual Funds 20%, Exchange Traded Equities 8%, Cash & Cash Equivalents 3%69%
  • Private Funds69%
  • Public Funds/Mutual Funds20%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 4
  • Mark Anson

    Mark Anson

    Chief Executive Officer​ and Chief Investment OfficerCRD 2502127

  • Timothy Yates

    Timothy Yates

    President and CEOCRD 4610556

  • Dana Moreau

    Dana Moreau

    Chief Operating Officer & Chief Financial OfficerCRD 5870902

Unlock 1 more executives →

Contacts

3 of 4
  • Seth Thomson

    Seth Thomson

    Deputy General CounselCRD 3042886

  • Sharad Samy

    Sharad Samy

    General CounselCRD 5756640

  • Carolyn Blanch

    Carolyn Blanch

    DirectorCRD 5025237

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Norwalk, CT

Fairfield

Location

Norwalk, CT

Headquartered in Norwalk, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
601 Merritt 7
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth