COLLINS/MOODY FINANCIAL SERVICES, L.L.C.

Overview

Collins/Moody Financial Services, L.L.C. is an independent, fee-based registered investment adviser that provides financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. The firm operates as a capital allocator for a concentrated book of clients, favoring pooled public funds as the primary vehicle for portfolio construction rather than direct, concentrated equity bets or a large menu of bespoke private investments. Their filing indicates a conventional advisory model: percentage-of-AUM billing, discretionary management of client portfolios, and relationships with outside professionals such as accountants and insurance companies for broader client service. The practice does not position itself as an active ESG investor and is not registered as a multi-state adviser. Its client base mixes individual and family relationships with institutional mandates at a small scale, which aligns with a single-family-office-style attention to clients but without an explicit family office platform disclosed.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices