Collaborative Wealth
Firm details
- Headquarters
- Lake Mary, Florida
- CRD number
- 142106
- Registered since
- August 6, 2014
- Website
- collaborativewealth.com
- Custodians
- LPL FINANCIAL LLC, SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI51.6%
- Individuals37.31%
- Pension & Profit Sharing Plans8.89%
- Corporations / Businesses2.02%
- Charitable Organizations0.19%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Collaborative Wealth is an independent registered investment adviser organized as a corporation and SEC-registered since 2014. The firm serves both individual and family clients as well as institutional clients and positions itself as a capital allocator, directing client capital into third-party managers and funds. Its advisory services emphasize financial planning, discretionary portfolio management for individuals and small businesses, and the selection of outside advisers. Collaborative Wealth charges clients through asset-based fees as well as hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds72%
- Exchange Traded Equities13%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds3%
- Other3%
Owners & executives
2 of 2
Chad Justice
President and CEOCRD 4788183
Sandra Stickney
Chief Compliance OfficerCRD 4512798
Contacts
3 of 12
Shawn Smith
Wealth AdvisorCRD 6183746
Jaren Holmes
Compliance AssociateCRD 6383208
Randall Reed
Investment Advisor RepresentativeCRD 3152155
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 188Active vs passive
$322M in ETFs
78%
$250M
21%
$71.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INNOVATOR LADDERED ALLOCATION POWER BUFFER ETF (BUFF) | Innovator | Passive | Options Trading | $21M | 399,153 | 6.54% |
Location
Lake Mary, FL
Seminole
Location
Lake Mary, FL
Headquartered in Lake Mary, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.
- Metro area
- Orlando-Lakeland-Deltona, FL
- Region
- South
- County
- Seminole
- Address
- 972 International Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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