Collaborative Capital Advisors LLC

RIASEC RegisteredEst. 2025
Total AUM
$388M
Discretionary
$237M
61% of AUM
Avg account
$9.7M
Accounts
40
Employees
5
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
337588
Registered since
August 21, 2025
Custodians
CHARLES SCHWAB & CO., INC., GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI98.47%
  • Pooled Investment Vehicles1.29%
  • Individuals0.24%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Collaborative Capital Advisors LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2025. The firm acts as a capital allocator for both individual/family and institutional clients, offering financial planning, portfolio management for individuals, small businesses and institutions, and selection of external advisers. Its fee arrangements include both percentage-of-assets-under-management and performance-based components. Collaborative Capital does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 55%, Cash & Cash Equivalents 17%, Public Funds/Mutual Funds 15%, Exchange Traded Equities 8%, US Government Bonds 4%, Other 1%55%
  • Private Funds55%
  • Cash & Cash Equivalents17%
  • Public Funds/Mutual Funds15%
  • Exchange Traded Equities8%
  • US Government Bonds4%

Owners & executives

3 of 4
  • Nathan Romano

    Nathan Romano

    Co-Founder and Co-Chief Executive OfficerCRD 2275848

  • Jonathan Bergman

    Jonathan Bergman

    Co-Founder and Co-Chief Executive OfficerCRD 5313051

  • Thomas Kennedy

    Thomas Kennedy

    Chief Compliance OfficerCRD 2760150

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Contacts

2 of 2
  • Jamie Grossman

    Jamie Grossman

    DirectorCRD 6454053

  • Andrew Niemoeller

    Andrew Niemoeller

    Financial AdvisorCRD 7788572

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 62

Active vs passive

$163M in ETFs

Passive

100%

$162M

Active

1%

$814K

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$46.6M62,27728.64%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1120 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth