COLEFP

RIASEC Registered
Total AUM
$89.2M
Discretionary
$63.7M
71% of AUM
Avg account
$342K
Accounts
261
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
132562
Custodians
CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC, TIAA-CREFF
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI70.46%
  • Individuals29.02%
  • Corporations / Businesses0.53%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Colefp is an independent registered investment adviser organized as a corporation and owned by an individual. The firm serves primarily individual and family clients and provides a mix of financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Its fee model includes asset-based fees alongside hourly and fixed-fee engagements. Colefp does not operate as a capital allocator and is not identified as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 45%, Cash & Cash Equivalents 4%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities45%
  • Cash & Cash Equivalents4%

Contacts

2 of 2
  • SCOTT COLE

    Founder and PresidentCRD 4845583

  • Adam Warren

    Financial PlannerCRD 7451339

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth