COLE WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2018

Total AUM

$181M

Discretionary

$181M

100% of AUM

Avg account

$234K

Accounts

774

Employees

Advisory reps

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 134509
Registered since: March 22, 2018
Website: colewealth.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI54.12%
Individuals40.62%
Pension & Profit Sharing Plans5.26%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Cole Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2018. The firm serves both individual and family clients as well as institutional clients and combines financial planning with portfolio management services for individuals, small businesses, and larger institutions. Its service mix also includes insurance brokerage and accounting activities, and it charges clients using a combination of percentage-of-AUM, hourly, and fixed-fee arrangements. The firm is not positioned as a capital allocator to outside managers and does not identify as an active ESG investor. Ownership is listed as a domestic entity/individual, and Cole Wealth operates with discretionary authority over its managed assets.