COLE, THOMAS C.
Firm details
- Headquarters
- PALO ALTO, California
- CRD number
- 307142
Firm profile
FINTRXOverview
Cole, Thomas C. operates as a sole-proprietorship advisory entity with minimal public filing activity. The firm does not report traditional advisory clients or retail AUM and instead shows a single private fund vehicle as its primary disclosed financial activity. Public filings indicate no designation as a capital allocator and no active ESG investing program. Given the structure and the small scale of disclosed fund activity, the manager’s investment focus appears concentrated on early-stage, privately negotiated opportunities rather than broad discretionary portfolios of public securities.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
1 of 1Tom Cole
Sole ProprietorCRD 6676380
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
PALO ALTO, CA
SANTA CLARA
Location
PALO ALTO, CA
Headquartered in PALO ALTO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SANTA CLARA
- Address
- 1428 Dana Ave
- Time zone
- PT (UTC-8)
- Office locations
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