Cohen Klingenstein, LLC

RIASEC RegisteredEst. 2008
Total AUM
$3.4B
Discretionary
$3.4B
100% of AUM
Avg account
$29.8M
Accounts
114
Employees
7
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
148428
Registered since
September 23, 2008
Custodians
OPPENHEIMER & CO. INC.
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles67%
  • Charitable Organizations28.37%
  • HNWI3.96%
  • Pension & Profit Sharing Plans0.39%
  • Other0.17%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Cohen Klingenstein, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2008. The firm functions as a hedge-fund-style manager while also providing portfolio management for individuals, pooled vehicles, and institutions. Its client base blends high-net-worth individuals and families with institutional accounts. The firm charges fees as a percentage of assets under management and does not identify as an active ESG investor. The firm serves as more than an adviser in some structures: it acts as a sponsor, general partner, and managing member for pooled investment vehicles, indicating direct involvement in private fund governance and operations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, US Government Bonds 5%95%
  • Exchange Traded Equities95%
  • US Government Bonds5%

Owners & executives

1 of 1
  • George Cohen

    Chief Compliance OfficerCRD 2317221

Contacts

1 of 1
  • Thomas Klingenstein

    Managing MemberCRD 715362

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 12

Active vs passive

$1.5B in ETFs

Passive

100%

$1.5B

Active

0%

$4.5M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$825M1,104,63955.31%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1441 Broadway
Time zone
ET (UTC-5)
Office locations

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