COGNITIVE CAPITAL, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
131272
Registered since
May 13, 2004

Firm profile

FINTRX

Overview

Cognitive Capital, LLC is organized as a limited liability company and has been SEC-registered since 2004. Public filings identify the ownership structure as a combination of a domestic entity and an individual, but the firm is listed as “unclassified” with respect to a more specific advisory category. FINTRX records indicate a narrow public footprint: it is not treated as a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, and is not designated as a pension consultant or related adviser. The firm has provided minimal detail about its investment mandates, client segments, fee arrangements, or day-to-day advisory activities. Available data does not describe target asset classes, sector preferences, or manager allocation priorities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • DAVID RIDGES

    CIOCRD 4662004

Contacts

3 of 11
  • ARTHUR MARGULIS

    OwnerCRD 2132364

  • DANIEL HARAKH

    Portfolio ManagerCRD 5830220

  • JOHN KATZENSTEIN

    Portfolio ManagerCRD 4968468

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth