Cognition Financial LLC

Overview

Cognition Financial LLC is a small, independent registered investment adviser operating as a limited liability company and serving individual and family clients. The firm combines financial planning and portfolio management for individuals and small businesses with accounting-related services, and charges a mix of percentage-of-AUM, hourly and fixed fees. Filings indicate Cognition Financial runs primarily discretionary relationships, allocating client capital mainly to publicly available mutual funds and other pooled public funds rather than direct-stock concentrated strategies or broad private market commitments. The firm identifies itself as an active ESG investor, which suggests environmental, social and governance considerations are applied when selecting funds and constructing client portfolios. Given the size and client base, the firm appears to focus on customized planning and fund-based portfolio implementation rather than operating as a sizeable capital allocator or sponsor of private fund vehicles. Custody and trading are handled through a single primary custodian relationship, which supports the mutual-fund–centric approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices