CLOSED END TRADING LLC

RIASEC Registered
Total AUM
$26.4M
Discretionary
$26.4M
100% of AUM
Avg account
$6.6M
Accounts
4
Employees
3
Advisory reps
2

Firm details

Headquarters
BLUFFTON, South Carolina
CRD number
335394
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles80.3%
  • Corporations / Businesses19.7%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Closed End Trading LLC is a privately owned LLC that operates as a hedge fund manager serving institutional clients. The firm provides portfolio management for pooled investment vehicles and for businesses or institutional balance sheets, and it functions as sponsor, general partner and managing member for the pooled vehicles it runs. Its compensation model combines a percentage-of-assets fee with performance-based fees, consistent with active hedge-fund strategies. The firm does not position itself as an ESG investor, is not a multi-state adviser, and is not described as a pension consultant or broad capital allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Exchange Traded Equities 1%, Cash & Cash Equivalents 1%98%
  • Public Funds/Mutual Funds98%
  • Exchange Traded Equities1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Andrew Sterge

    Chief Executive OfficerCRD 8056822

Contacts

1 of 1
  • GARY MAIR

    CRD 5076006

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BLUFFTON, SC

BEAUFORT

Location

BLUFFTON, SC

Headquartered in BLUFFTON, SC, in the South of the United States.

Region
South
County
BEAUFORT
Address
110 Traders Cross
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth