Clinton Investment Management, LLC

RIASEC Registered

Total AUM

$3.9B

Discretionary

$3.9B

100% of AUM

Avg account

$1.8M

Accounts

2,146

Employees

Advisory reps

Firm details

Headquarters: Stamford, Connecticut
CRD number: 143599
Registered since: June 26, 2008
Website: www.clintoninvestment.com
Custodians: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM
Client types: HNWI73.48%
Individuals16.12%
Corporations / Businesses5.66%
Investment Companies4.74%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Clinton Investment Management, LLC is an independent, privately held RIA organized as an LLC and owned by a combination of a domestic entity and individuals. The firm is registered with the SEC (registered in 2008) and runs a fee model tied to assets under management. Its advisory work centers on discretionary portfolio management across individual and family clients as well as institutional mandates, including separate account management for small businesses, investment companies, and other organizations. Clinton does not position itself as a capital allocator and is not identified as an active ESG investor. The firm received recognition as one of investor.com’s "Top RIA Firms to Watch" in 2020.