Clifton, Roger Lambert

Overview

Clifton, Roger Lambert operates as a one-person, sole-proprietor advisory practice that focuses on high-net-worth individuals and families. The firm provides portfolio management for individuals and small businesses under a percentage-of-AUM fee model. According to filings, advisory relationships are handled on a non-discretionary basis, meaning clients retain final trading authority while the adviser provides recommendations and ongoing portfolio oversight. Investment activity is narrowly focused: the practice allocates client assets almost entirely to public mutual funds. The adviser is not identified as an active ESG investor and is not registered as a multi-state adviser. The business is set up to serve a very small, concentrated client base rather than a broad retail channel, and the firm does not present itself as a capital allocator to third-party alternative managers.

Assets & Accounts

Public Holdings

Location & Offices