Clearbridge Investments (North America) Pty Limited

RIASEC RegisteredEst. 2009

Total AUM

$2.2B

Discretionary

$2.2B

98% of AUM

Avg account

$117M

Accounts

Advisory reps

Firm details

Headquarters: Sydney,
CRD number: 151223
Registered since: August 31, 2009
Website: www.clearbridgeinvestments.com.au
Custodians: J.P. MORGAN SECURITIES INC., NORTHERN TRUST SECURITIES, INC., RAYMOND JAMES & ASSOCIATES, INC., STATE STREET BANK AND TRUST COMPANY, CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC, ROBERT W. BAIRD & CO. INCORPORATED
Fee structure: Percentage of AUM
Client types: Pooled Investment Vehicles67.21%
Investment Companies15.58%
Pension & Profit Sharing Plans14.95%
Other Investment Advisers1.84%
Corporations / Businesses0.39%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Clearbridge Investments (North America) Pty Limited is a corporation registered as an institutional registered investment adviser since 2009 that serves both individual and institutional clients. The firm charges fees based on a percentage of assets under management and lists portfolio management for investment companies, pooled investment vehicles, and businesses or institutions among its primary advisory activities. It identifies as an active ESG investor and maintains affiliations that include broker-dealer relationships, commodity pool/CTA activity, and roles as sponsor or general partner of pooled investment vehicles. Ownership is noted as a mix of foreign entity and individual interests.