Class VI Securities, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
148772
Registered since
October 19, 2009

Firm profile

FINTRX

Overview

Class VI Securities, LLC is organized as a limited liability company and has been registered with the SEC since 2009. Regulatory classification places the firm in the investment bank category rather than as a traditional asset manager or capital allocator. The ownership structure is noted as a mix of a domestic entity and an individual. The firm is not identified as an active ESG investor, not a multi-state adviser, not a pension consultant, and is not listed as a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 23
  • Reece Kelly

    Reece Kelly

    InternCRD 7527478

  • William Rosenblatt

    William Rosenblatt

    AnalystCRD 7972975

  • Peter Bessone

    Vice PresidentCRD 6200523

Unlock 20 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
255 Fillmore St
Time zone
MT (UTC-7)
Office locations

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