Cladis Investment Advisory LLC
Firm details
- Headquarters
- Billings, Montana
- CRD number
- 153873
- Registered since
- July 21, 2022
- Website
- cladisadvisory.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI51%
- Charitable Organizations21.33%
- Corporations / Businesses16.41%
- Individuals11.26%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Cladis Investment Advisory LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2022. The firm serves both individual/family and institutional clients, offering financial planning and portfolio management for individuals and small businesses. Its fees are a mix of percentage-of-AUM, hourly charges, and fixed fees. Cladis reports it does not operate as a capital allocator and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- Public Funds/Mutual Funds24%
- Cash & Cash Equivalents2%
- Non-Exchange Traded Equities1%
Owners & executives
1 of 1
Tracy Hawbaker
Chief Operations OfficerCRD 4981864
Contacts
2 of 2
Henry Zander
Wealth Management AssociateCRD 8159319
Nicholas Cladis
OwnerCRD 47182
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 53Active vs passive
$61.1M in ETFs
92%
$56.3M
6%
$4.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $4.4M | 5,980 | 7.20% |
Location
Billings, MT
Yellowstone
Location
Billings, MT
Headquartered in Billings, MT, in the West of the United States.
- Region
- West
- County
- Yellowstone
- Address
- 180 S 32nd St W
- Time zone
- MT (UTC-7)
- Office locations
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