CIM CAPITAL SA MANAGEMENT, LLC

RIASEC RegisteredEst. 2019
Total AUM
$134M
Discretionary
$134M
100% of AUM
Avg account
$134M
Accounts
1
Employees
160
Advisory reps
4

Firm details

Headquarters
Los Angeles, California
CRD number
306166
Registered since
November 15, 2019
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

CIM Capital SA Management, LLC is an SEC-registered investment adviser organized as an LLC and focused on institutional clients. The firm is registered to provide portfolio management for investment companies and charges a combination of percentage-of-AUM and performance-based fees, a structure common for managers running pooled funds or bespoke institutional mandates. The firm is not listed as an active ESG investor and does not operate as a multi-state adviser; its registration date is 2019. Regulatory and business affiliations indicate a mix of roles beyond pure advisory—CIM Capital SA Management, LLC is tied to broker-dealer activity, other investment adviser roles, commodity pool operator/commodity trading adviser activity, real estate brokerage, and sponsorship or general-partner duties for pooled investment vehicles and limited partnerships. Taken together, those affiliations point to a business model centered on managing pooled investment vehicles and acting as sponsor or manager for private structures rather than operating primarily as a third‑party allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • MUKYA PORTER

    Chief Compliance OfficerCRD 4775531

Contacts

3 of 3
  • BARRY BERLIN

    Managing DirectorCRD 7062576

  • JANET EATON

    First Vice PresidentCRD 7062842

  • AVRAHAM SHEMESH

    PresidentCRD 6542620

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
4700 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth