Cicc Alpha Investment Management (USA), LLC

RIASEC RegisteredEst. 2017
Total AUM
$175M
Discretionary
$175M
100% of AUM
Avg account
$175M
Accounts
1
Employees
1
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
289848
Registered since
September 25, 2017
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Cicc Alpha Investment Management (USA), LLC is an SEC-registered investment adviser formed in 2017 and organized as a limited liability company. The firm functions primarily as a private equity fund manager and provides portfolio management for pooled investment vehicles, serving institutional clients. Ownership is a mix of a foreign entity and an individual, and the firm operates on a fee model that combines a percentage of assets under management with performance-based fees. Cicc Alpha is not positioned as an ESG-focused manager and does not report multi-state adviser status.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Yan Qin

    Chief Compliance OfficerCRD 7781526

Contacts

3 of 3
  • Lanlan Zhang

    DirectorCRD 5466882

  • Kyle Lai

    ManagerCRD 6673630

  • Yin Lu

    DirectorCRD 7528752

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth