CHECKS & BALANCES, INC.

Overview

Checks & Balances, Inc. is an independent registered investment adviser that acts as a capital allocator for both high-net-worth individuals/families and institutional clients. The firm charges clients based on a percentage of assets under management and offers financial planning and portfolio management services across individual, small business and institutional accounts. Its filings indicate a clear preference for equity exposure, implemented primarily through exchange-traded instruments, and the firm manages all discretionary mandates reported. The adviser does not identify itself as an active ESG investor and is not listed as a multi-state adviser. As an independent RIA with an owner-type listed as individual, Checks & Balances, Inc. appears to keep a compact operating model focused on customized portfolio management rather than broad product distribution.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices