Charter Capital Management, Inc

RIASEC Registered

Total AUM

$462M

Discretionary

$462M

100% of AUM

Avg account

$389K

Accounts

1,188

Employees

5

Advisory reps

4

Firm details

Headquarters: Brookfield, Wisconsin
CRD number: 35919
Registered since: May 1, 1981
Website: chartercapital.net
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM
Client types: HNWI78.97%
Individuals21.03%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Charter Capital Management, Inc. is an independent registered investment adviser that has been SEC-registered since 1981. The firm serves individual and family clients on a fee-for-assets basis and provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Its business activities include accounting, which suggests tax and reporting considerations are integrated into client service. Charter does not market itself as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds85%
Exchange Traded Equities8%
Cash & Cash Equivalents7%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 31

Active vs passive

$203M in ETFs

Passive

61%

$124M

Active

21%

$78.9M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P MID-CAP ETF (IJH)	BlackRock	Passive	Mid Cap Blend	$66.2M	919,904	32.55%

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Primary office

Brookfield, WI

Waukesha

Location

Brookfield, WI

Headquartered in Brookfield, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area: Milwaukee-Racine-Waukesha, WI
Region: Midwest
County: Waukesha
Address: 13805 W Burleigh Rd
Time zone: CT (UTC-6)
Office locations

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