CETERA INVESTMENT SERVICES LLC
Firm details
- Headquarters
- SAINT CLOUD, Minnesota
- CRD number
- 15340
- Registered since
- July 23, 1984
- Website
- cetera.com
Firm profile
FINTRXOverview
Cetera Investment Services LLC is organized as a limited liability company and operates as an independent broker-dealer. The firm has been SEC-registered since 1984. Ownership is held by domestic entities and individuals rather than a single parent holding company. The firm does not function as a capital allocator for third-party managers, and it does not identify as an active ESG investor. It is not registered as a multi-state adviser, is not listed as a pension consultant, and is not described as a related adviser in the provided data.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 33MICHAEL DURBIN
CEOCRD 2090998
Robert Kennedy
Deputy Chief Compliance OfficerCRD 5522508
DERRIK WYNKOOP
President, CEOCRD 3060595
Contacts
3 of 2843CHRISTOPHER OUIMET
Senior Training SpecialistCRD 6361694
MARK GAVRILOV
Wealth ManagerCRD 6021102
SANDRA RICE
Senior Financial AdvisorCRD 2752222
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SAINT CLOUD, MN
STEARNS
Location
SAINT CLOUD, MN
Headquartered in SAINT CLOUD, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- STEARNS
- Address
- 400 1st St S
- Time zone
- CT (UTC-6)
- Office locations
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