Cetera Investment Services LLC

Overview

Cetera Investment Services LLC is organized as a limited liability company and is classified in FINTRX as an independent broker-dealer. The FINTRX profile identifies the owner type as a mix of domestic entity and individual ownership. The record also flags several operational attributes: the firm is not a capital allocator, is not designated an active ESG investor, is not a multi-state adviser, is not a newly formed adviser, and is not listed as a pension consultant or related adviser. The dataset does not supply detail on client segments, fee schedules, specific advisory activities, or business lines, so lines of service and target client types are not described in the available material.

Assets & Accounts

Location & Offices