Cetera Advisory Services LLC

Overview

Cetera Advisory Services LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2016. The firm provides fee-based portfolio management primarily for individuals and small businesses and charges clients on a percentage-of-AUM basis. The data indicates the firm operates as a related adviser and is owned by domestic entities/individuals rather than a larger institutional parent. Although not positioned as a capital allocator, the firm maintains a range of industry affiliations that expand its product and service reach: broker‑dealer relationships, other registered investment adviser links, a registered municipal advisor role, and ties to trust companies and insurance firms. The profile also flags connections to pension consulting activity through its affiliations, while noting it is not active in ESG investing and does not operate as a multi‑state adviser.

Investments & Alternatives