Cetera Advisors LLC
Firm details
- Headquarters
- Greenwood Village, Colorado
- CRD number
- 10299
- Registered since
- December 1, 1981
- Website
- cetera.com
Firm profile
FINTRXOverview
Cetera Advisors LLC is an independent broker-dealer organized as a limited liability company and first registered with the SEC in 1981. The firm is identified as a capital allocator and appears to route client capital to third‑party managers and product providers. It is not listed as an active ESG investor and is not flagged as a multi‑state registered investment adviser, though its operating structure supports a large branch footprint. Ownership is described as a domestic entity/individual. The dataset does not provide detailed descriptions of advisory or business lines, client segments, or fee schedules. That said, the "capital allocator" designation and the mix of product allocations noted below indicate a business that combines brokerage distribution with advisory access to mutual funds, annuities and outsourced alternative managers.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities38%
- Cash & Cash Equivalents6%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 90
Michael Reid
CEO & PresidentCRD 5800117

Matthew Bregozzo
Chief Compliance OfficerCRD 5881295

Laura Shifflette
Chief Operating Officer, Investment Advisor RepresentativeCRD 5199588
Contacts
3 of 2281
Jeffrey Murry
Senior Solutions ConsultantCRD 5649127

Ryan Beliveau
Financial Services RepresentativeCRD 5652702

Timothy Zadzora
President, Financial AdvisorCRD 5653939
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,306Active vs passive
$9.3B in ETFs
82%
$7.6B
18%
$1.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $334M | 635,357 | 3.61% |
Location
Greenwood Village, CO
Arapahoe
Location
Greenwood Village, CO
Headquartered in Greenwood Village, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Arapahoe
- Address
- 5299 Dtc Blvd
- Time zone
- MT (UTC-7)
- Office locations
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