CETERA ADVISORS LLC

Broker-DealerFINRA MemberEst. 1981

Total AUM

—

Advisory reps

2,353

Avg account

$0

Firm details

Headquarters: GREENWOOD VILLAGE, Colorado
CRD number: 10299
Registered since: December 1, 1981
Website: cetera.com

Firm profile

FINTRX

Overview

Cetera Advisors LLC is structured as a limited liability company operating within an independent broker-dealer model. The firm is SEC-registered and has been in that registry since 1981. It functions as a capital allocator that draws on third-party managers and a range of traditional products to service its client-facing platform. The firm is not identified as an active ESG investor and does not present itself as a multi-state registered investment adviser or as a pension consultant in the provided data.

Assets & Accounts

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds52%
Exchange Traded Equities38%
Cash & Cash Equivalents6%
US Government Bonds1%
State & Local Bonds1%

Owners & executives

3 of 90

JESS HURST
CEO, Senior Wealth ManagerCRD 1742952
KRISTY HALEY
Chief Compliance OfficerCRD 4022155
ROGER GREEN
President, CEOCRD 1795639

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Contacts

3 of 2263

WILLIAM BROOKS
Wealth AdvisorCRD 3142454
BRIAN TOMA
Managing Partner, Investment Advisor RepresentativeCRD 4676266
Rena Asano
Operations SpecialistCRD 7230334

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1,304

Active vs passive

$9.3B in ETFs

Passive

82%

$7.6B

Active

18%

$1.7B

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$334M	635,357	3.61%

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Primary office

GREENWOOD VILLAGE, CO

ARAPAHOE

Location

GREENWOOD VILLAGE, CO

Headquartered in GREENWOOD VILLAGE, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area: Denver-Aurora, CO
Region: West
County: ARAPAHOE
Address: 5299 Dtc Blvd
Time zone: MT (UTC-7)
Office locations

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