Cetera Advisors LLC
Firm details
- Headquarters
- Greenwood Village, Colorado
- CRD number
- 10299
- Registered since
- December 1, 1981
- Website
- cetera.com
Firm profile
FINTRXOverview
Cetera Advisors LLC is an independent broker-dealer organized as a limited liability company and has been SEC-registered since 1981. The firm is identified as a capital allocator that works with third-party managers. Reported firm characteristics include an owner type of domestic entity/individual and a classification as an independent broker-dealer. The data indicates the firm does not position itself as an active ESG investor and is not listed as a multi-state adviser; it is also not a newly formed adviser, pension consultant, or related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities38%
- Cash & Cash Equivalents6%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 89
Michael Reid
CEO & PresidentCRD 5800117
Matthew Bregozzo
Chief Compliance OfficerCRD 5881295
Laura Shifflette
Vice-Chairman & COOCRD 5199588
Contacts
3 of 2274
Jeffrey Murry
Senior Solutions ConsultantCRD 5649127
Ryan Beliveau
Financial Services RepresentativeCRD 5652702
Timothy Zadzora
President, Financial AdvisorCRD 5653939
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,306Active vs passive
$9.3B in ETFs
82%
$7.6B
18%
$1.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $334M | 635,357 | 3.61% |
Location
Greenwood Village, CO
Arapahoe
Location
Greenwood Village, CO
Headquartered in Greenwood Village, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Arapahoe
- Address
- 5299 Dtc Blvd
- Time zone
- MT (UTC-7)
- Office locations
Similar firms
JW & Co
Broker-DealerGreenwood Village, CO
The Forbes Securities Group LLC
Broker-DealerGreenwood Village, CO
Harvestons Securities, Inc.
Broker-DealerGreenwood Village, CO
SDR Capital Markets, LLC
Broker-DealerGreenwood Village, CO
Integris Securities, LLC
Broker-DealerGreenwood Village, CO
Empower Financial Services, Inc.
Broker-DealerGreenwood Village, CO