Cetera Advisors LLC

Broker-DealerFINRA Member

Total AUM

—

Advisory reps

2,349

Avg account

Firm details

Headquarters: Greenwood Village, Colorado
CRD number: 10299
Registered since: December 1, 1981
Website: cetera.com

Firm profile

FINTRX

Overview

Cetera Advisors LLC is organized as a limited liability company that functions as an independent broker‑dealer and describes itself as a capital allocator. The firm is owned by a combination of domestic entities and individuals. The data indicates it is not positioned as an ESG investor and is not classified as a multi‑state adviser under the reporting fields provided. Several advisory/activity fields were not supplied, so public-facing investment programs and client segmentation are not detailed in the source.

Assets & Accounts

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds52%
Exchange Traded Equities38%
Cash & Cash Equivalents6%
US Government Bonds1%
State & Local Bonds1%

Owners & executives

3 of 87

Michael Reid
CEO & PresidentCRD 5800117
Matthew Bregozzo
Chief Compliance OfficerCRD 5881295
Laura Shifflette
Chief Operating Officer, Investment Advisor RepresentativeCRD 5199588