Cetera Advisors LLC

Broker-DealerFINRA MemberEst. 1981
Total AUM
—
Advisory reps
2,371
Avg account
$0

Firm details

Headquarters
Greenwood Village, Colorado
CRD number
10299
Registered since
December 1, 1981
Website
cetera.com

Firm profile

FINTRX

Overview

Cetera Advisors LLC is an independent broker-dealer organized as a limited liability company and first registered with the SEC in 1981. The firm is identified as a capital allocator and appears to route client capital to third‑party managers and product providers. It is not listed as an active ESG investor and is not flagged as a multi‑state registered investment adviser, though its operating structure supports a large branch footprint. Ownership is described as a domestic entity/individual. The dataset does not provide detailed descriptions of advisory or business lines, client segments, or fee schedules. That said, the "capital allocator" designation and the mix of product allocations noted below indicate a business that combines brokerage distribution with advisory access to mutual funds, annuities and outsourced alternative managers.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 38%, Cash & Cash Equivalents 6%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Other 1%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities38%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

3 of 90
  • Michael Reid

    Michael Reid

    CEO & PresidentCRD 5800117

  • Matthew Bregozzo

    Matthew Bregozzo

    Chief Compliance OfficerCRD 5881295

  • Laura Shifflette

    Laura Shifflette

    Chief Operating Officer, Investment Advisor RepresentativeCRD 5199588

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Contacts

3 of 2281
  • Jeffrey Murry

    Jeffrey Murry

    Senior Solutions ConsultantCRD 5649127

  • Ryan Beliveau

    Ryan Beliveau

    Financial Services RepresentativeCRD 5652702

  • Timothy Zadzora

    Timothy Zadzora

    President, Financial AdvisorCRD 5653939

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,306

Active vs passive

$9.3B in ETFs

Passive

82%

$7.6B

Active

18%

$1.7B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$334M635,3573.61%

Location

Primary office

Greenwood Village, CO

Arapahoe

Location

Greenwood Village, CO

Headquartered in Greenwood Village, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Arapahoe
Address
5299 Dtc Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth