Cetera Advisors LLC
Firm details
- Headquarters
- Greenwood Village, Colorado
- CRD number
- 10299
- Registered since
- December 1, 1981
- Website
- cetera.com
Firm profile
FINTRXOverview
Cetera Advisors LLC operates as an independent broker-dealer organized as a limited liability company and has been SEC-registered since 1981. The firm is identified as a capital allocator, meaning it selects and places client capital with outside managers and pooled vehicles rather than relying exclusively on in-house proprietary products. Snapshot data indicates ownership structure includes domestic entities and individuals. The firm does not market itself as an active ESG investor, and the snapshot does not list it as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities38%
- Cash & Cash Equivalents6%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 91
Jess Hurst
CEO, Senior Wealth ManagerCRD 1742952
Kristy Haley
Chief Compliance OfficerCRD 4022155
Roger Green
President, CEOCRD 1795639
Contacts
3 of 2269
William Brooks
Wealth AdvisorCRD 3142454
Brian Toma
Managing Partner, Investment Advisor RepresentativeCRD 4676266
Rena Asano
Operations SpecialistCRD 7230334
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,306Active vs passive
$9.3B in ETFs
82%
$7.6B
18%
$1.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $334M | 635,357 | 3.61% |
Location
Greenwood Village, CO
Arapahoe
Location
Greenwood Village, CO
Headquartered in Greenwood Village, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Arapahoe
- Address
- 5299 Dtc Blvd
- Time zone
- MT (UTC-7)
- Office locations
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