CE FINTECH CORPORATION

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
300963

Firm profile

FINTRX

Overview

CE Fintech Corporation is a privately held corporate adviser that operates primarily as a sponsor and manager of pooled investment vehicles. The firm’s regulatory snapshot classifies it as an “Other Investment Adviser” and notes affiliations with an insurance company and roles as a sponsor, general partner or managing member of private funds. CE Fintech is not identified as a capital allocator and is not flagged as an active ESG investor or a multi-state adviser. Investment activity centers on managing and advising private funds rather than running traditional advisory accounts for individual clients. The firm’s public-facing profile shows no retail advisory client base, which suggests its business model is built around fund formation, fund management and sponsor-level responsibilities for private investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • NING TANG

    ShareholderCRD 6730324

  • William Hui

    DirectorCRD 7084936

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
1 Sansome St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth