CATHAY CAPITAL NA, LLC

RIASEC RegisteredEst. 2015
Total AUM
$76.6M
Discretionary
$76.6M
100% of AUM
Avg account
$12.8M
Accounts
6
Employees
6
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
268816
Registered since
July 24, 2015
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Cathay Capital NA, LLC operates as a private equity manager and SEC-registered adviser (since 2015) that serves institutional clients. The firm’s advisory work centers on portfolio management for pooled investment vehicles and it typically functions as sponsor, general partner, or managing member of those vehicles rather than acting as a broad capital allocator. Its fee arrangements combine a percentage-of-assets model with performance-based fees. The firm is not identified as an active ESG investor and is organized as a limited liability company with domestic entity and individual ownership.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • MINGPO CAI

    Founder & PresidentCRD 6520571

  • MARK WOODS

    PartnerCRD 5391935

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
150 E 52nd St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth